Buch lesen: «The Moral and Intellectual Diversity of Races», Seite 10

Here we meet with a defect of the very opposite kind to that which I took the liberty to point out in Mr. Guizot's definition. The formula is too vague, the boundary lines too indistinct. If civilization consists in a softening of manners, more than one untutored tribe, some extremely low in the scale of races, might take precedence over several European nations whose character contains more acerbity. There are in the South Sea Islands, and elsewhere, very inoffensive populations, of exceedingly gentle manners, and kind, accommodating dispositions; yet, though we may praise them, no one would think of placing them, in the scale of civilization, above the rough Norwegians, or even above the ferocious Malays, who, dressed in brilliant garments of their own fabric, and upon skilfully constructed vessels of their own making, traverse the Indian seas, at the same time the terror and scourge of maritime commerce, and its most successful votaries. This observation could not escape so great a mind as William Von Humboldt's; and he therefore imagines, besides civilization, a higher degree of development, which he calls culture, and by which he declares that nations gain, above their gentle manners, "science and the arts."⁹⁵ When the world shall have arrived at this higher state, it will be peopled by affectionate and sympathetic beings, very erudite, poetic, and artistic, but, by reason of this same reunion of qualities, ignoring the grosser wants of existence: strangers to the necessity of war, as well as those of rude mechanical toil.

When we reflect upon the limited leisure that the mass of even those can enjoy whose lot is cast in the happiest epoch, to abandon themselves to purely intellectual occupations – when we consider how incessant and arduous must ever be the strife of man with nature and the elements to insure the mere means of subsistence, it will soon be perceived that the philosopher of Berlin aimed less at depicting realities than at drawing from the domain of abstraction certain entities which appeared to him beautiful and sublime, and which are so, indeed, and at causing them to act and move in a sphere as ideal as themselves. If any doubts should still remain in this respect, they are soon dispelled when we arrive at the culminating point of the system, consisting of a third and last degree superior to the two others. This greatest point of perfection is that upon which stands the finished man (der Gebildete); that is to say, the man who, in his nature, possesses "something higher and more inward or essential; a clear and comprehensive faculty of seeing all things in their true light; a recognition and appreciation of the ultimate goal of man's moral and intellectual aspirations, which diffuses itself harmoniously over all his feelings and his character."⁹⁶

We here have a regular gradation from man in a civilized or "humanized" state, to the man of cultivation – the philosopher, the poet, the artist; and thence still higher to the finished, the perfect man, who has attained the greatest elevation possible to our species; a man who, if I seize rightly Mr. Humboldt's idea, had his living counterpart in Gœthe, as that towering mind is described to us in its olympic serenity. This theory rests upon no other basis than Mr. Von Humboldt's perception of the immense difference between the civilization of a nation and the comparative height of perfection attained by great, isolated individualities. This difference is so great that civilizations different from ours, and perhaps inferior to it, have produced men in some respects superior to those we admire most.

Upon this point I fully coincide with the great philosopher whose theory I am unfolding. It is perfectly correct, that our state of development – what we call the European civilization – produces neither the profoundest nor the sublimest thinkers, nor the greatest poets, nor the most skilful artists. Yet I venture to differ from the illustrious philologist in believing that to give a practical meaning to the word civilization, it is necessary to divest one's self, if but for a moment, from the prejudices or prepossessions resulting from the examination of mere details in any particular civilization. We must take the aggregate result of the whole, and not make the requisites too few, as in the case of the man of the first degree, whom I persist in not acknowledging as civilized merely because his manners are gentle; nor too many, as in the case of the sage of the third, for then the development of human faculties would be limited to a few individuals, and would produce results purely isolated and typical.

The Baron Von Humboldt's system, however, does honor to that exquisite and generous sensibility, that grand sublimity which was the dominant characteristic of this great mind; and in its purely abstract nature may be compared to the fragile worlds of Brahmin philosophy. Born from the brain of a slumbering god, they rise in the air like the irised bubbles that the child blows from the suds, bursting and succeeding one another as the dreams that amuse the celestial sleeper.

But the character of my researches permits me not to indulge in mere abstractions, however brilliant and attractive; I must arrive at results tangible to practical sense and common experience. I do not wish, like Mr. Guizot, to investigate the conditions more or less favorable to the prosperity of societies, nor, like Mr. William Von Humboldt, to speculate upon the isolated elevation of individual intelligences; my purpose is to encompass, if possible, the aggregate power, moral as well as material, which is developed in great masses of men. It is not without trepidation that I engage in a path in which two of the most admired men of our century have lost themselves; and to avoid the errors into which they have fallen, I shall descend to first principles, and define civilization by first investigating from what causes it results. If the reader, then, will follow me patiently and attentively through the mazes into which I am forced to enter, I shall endeavor to throw as much light as I am capable of, upon this inherently obscure and abstruse subject.

There is no human being so degraded, so brutish, in whom a twofold instinct, if I may be permitted so to call it, is not manifest; the instinct which incites to the gratification of material wants, and that which leads to higher aspirations. The degree of intensity of either of these two is the first and principal measure of the differences among races. In none, not even in the lowest tribes, are the two instincts precisely balanced. Among some, the physical wants or animal propensities preponderate; in others, these are subordinate to the speculative tendencies – the cravings for the abstract, the supernatural. Thus, the lowest of the yellow races seem to me to be dominated rather by the first, the physical instinct, without, however, being absolutely deprived of all capacity for abstractions. On the contrary, among the majority of the black races of corresponding rank, the habits are less active than pensive; imagination there attaches greater value to the things of the invisible than to those of the visible world. I do not thence deduce any conclusion of superior capacity for civilization on the part of those latter races over the former, for history demonstrates that both are equally insusceptible to attain it. Centuries, thousands of years, have passed by without either of them doing aught to ameliorate their condition, because they have never been able to associate a sufficient number of ideas with the same number of facts, to begin the march of progress. I wish merely to draw attention to the fact, that even among the lowest races we find this double current differently constituted. I shall now follow the ascending scale.

Above the Samoyedes on the one hand, and the Fidas and Pelagian negroes on the other, we must place those tribes who are not content with a mere hut of branches, and a social condition based upon force only, but who are capable of comprehending and aspiring to a better condition. These are one degree above the most barbarous.

If they belong to the first category of races – those who act more than they think, among whom the material tendency predominates over that for the abstract – their development will display itself in a greater perfection of their instruments of labor, and of war, in a greater care and skill in their ornaments, etc. In government, the warriors will take precedence over the priests; in their intercourse with others, they will show a certain aptitude and readiness for trafficking. Their wars, though still characterized by cruelty, will originate rather in a love of gain, than in the mere gratification of vindictive passions. In one word, material well-being, physical enjoyments, will be the main pursuit of each individual. I find this picture realized among several of the Mongol races, and also, to some extent, among the Quichuas and Azmaras of Peru.

On the other hand, if they belong to the second category – to those who have a predominating tendency for the speculative, the abstract – less care will be bestowed upon the material interests; the influence of the priests will preponderate in the government; in fact, we perceive a complete antithesis to the condition above described. The Dahomees, of Western Africa, and the Caffres of the south, are examples of this state.

Leaving those races whose progressive tendency is not sufficiently vigorous to enable them to extend their influence over great multitudes,⁹⁷ we come to those of a higher order, in whom this tendency is so vigorous that they are capable of incorporating, and bringing within their sphere of action, all those they come in contact with. They soon ingraft their own social and political system upon immense multitudes, and impose upon vast countries the dominion of that combination of facts and ideas – more or less co-ordinate – which we call a civilization. Among these races, again, we find the same difference, the same division, that I already pointed out in those of inferior merit – in some the speculative, in others the more materially active tendency predominates. It is, indeed, among these races only, that this difference has important consequences, and is clearly perceptible. When a tribe, by incorporating with it great multitudes, has become a people, has founded a vast dominion, we find that these two currents or tendencies have augmented in strength, according to the character of the populations which enter into the combination, and there become blended. Whatever tendency prevails among these populations, they will proportionably modify the character of the whole. It will be remarked, moreover, that at different periods of the life of a people, and in strict accordance with the mixture of blood and the fusion of different elements, the oscillation between the two tendencies becomes more violent, and it may happen that their relative proportion changes altogether; that one, at first subordinate, in time becomes predominant. The results of this mobility are important, as they influence, in a sensible manner, the character of a civilization, and its stability.⁹⁸

For the sake of simplicity, I shall distinguish the two categories of races by designations expressive of the tendency which predominates in them, and shall call them accordingly, either speculative or utilitarian.⁹⁹ As I have before observed, these terms imply neither praise nor blame. I use them merely for convenience, to designate the leading characteristic, without thereby expressing a total absence of the other. Thus, the most utilitarian of the speculative races would closely approximate to the most speculative of the utilitarian. At the head of the utilitarian category, as its type, I place the Chinese; at the head, and as the type of the other, the Hindoos. Next to the Chinese I would put the majority of the populations of ancient Italy, the first Romans of the time of the republic, and the Germanic tribes. On the opposite side, among the speculative races, I would range next to the Hindoos, the Egyptians, and the nations of the Assyrian empire.

I have said already that the oscillations of the two principles or tendencies sometimes result in the preponderance of one, which before was subordinate, and thus the character of the civilization is changed. Minor modifications, the history of almost every people presents. Thus, even the materialistic utilitarian tendency of the Chinese has been somewhat modified by their amalgamation with tribes of another blood, and a different tendency. In the south, the Yunnan particularly, where this population prevailed, the inhabitants are much less exclusively utilitarian than in the north, where the Chinese element is more pure. If this admixture of blood operated so slight a change in the genius of that immense nation, that its effects have ceased, or make themselves perceptible only in an exceedingly slow manner, it is because its quantity was so extremely small, compared to the utilitarian population by which it was absorbed.

Into the actual populations of Europe, the Germanic tribes infused a strong utilitarian tendency, and in the north, this has been continually recruited by new accessions of the same ethnical element; but in the south (with some exceptions, Piedmont, and the North of Spain, for example), the Germanic element forms not so great a portion of the whole mass, and the utilitarian tendency has there been overweighed by the opposite genius of the native populations.

Among the speculative races we have signalized the Hindoos. They are endowed in a high degree with the tendency for the supernatural, the abstract. Their character is more meditative than active and practical. As their ancient conquests incorporated with them races of a similar disposition, the utilitarian element has never prevailed sufficiently to produce decided results. While, therefore, their civilization has arrived at a high degree of perfection in other respects, it has lagged far behind in all that promotes material comfort, in all that is strictly useful and practical.

Rome, at first strictly utilitarian, changed its character gradually as the fusion with Greek, Asiatic, and African elements proceeded, and when once the ancient utilitarian population was absorbed in this ethnical inundation, the practical character of Rome was lost.

From the consideration of these and similar facts, I arrive at the conclusion, that all intellectual or moral activity results from the combined action and mutual reaction of these two tendencies, and that the social system can arrive at that development which entitles it to the name of civilization, only in races which possess, in a high degree, either of the two, without being too much deficient in the other.

I now proceed to the examination of other points also deserving of notice.

CHAPTER IX.
ELEMENTS OF CIVILIZATION – CONTINUED

Definition of the term – Specific differences of civilizations – Hindoo, Chinese, European, Greek, and Roman civilizations – Universality of Chinese civilization – Superficiality of ours – Picture of the social condition of France.

When a tribe, impelled by more vigorous instincts than its neighbors, succeeds in collecting the hitherto scattered and isolated fragments into a compact whole, the first impetus of progress is thus given, the corner-stone of a civilization laid. But, to produce great and lasting results, a mere political preponderance is not sufficient. The dominant race must know how to lay hold of the feelings of the masses it has aggregated, to assimilate their individual interests, and to concentrate their energies to the same purposes. When the different elements composing the nation are thus blended into a more or less homogeneous mass, certain principles and modes of thinking become general, and form the standard around which all rally. These principles and modes of thinking, however, cannot be arbitrarily imposed, and must be resulting from, and in the main consonant with, pre-existing sentiments and desires.¹⁰⁰ They will be characterized by a utilitarian or a speculative tendency, according to the degree in which either instinct predominates in the constituent elements of the nation.

This harmony of views and interests is the first essential to civilization; the second is stability, and is a natural consequence of the first. The general principles upon which the political and social system rests, being based upon instincts common to all, are by all regarded with the most affectionate veneration, and firmly believed to be perpetual. The purer a race remains, the more conservative will it be in its institutions, for its instincts never change. But the admixture of foreign blood produces proportionate modifications in the national ideas. The new-comers introduce instincts and notions which were not calculated upon in the social edifice. Alterations therefore become necessary, and these are often wholesome, especially in the youthful period of the society, when the new ethnical elements have not as yet acquired an undue preponderance. But, as the empire increases, and comprises elements more and more heterogeneous, the changes become more radical, and are not always for the better. Finally, as the initiatory and conservative element disappears, the different parts of the nation are no longer united by common instincts and interests; the original institutions are not adapted to their wants; sudden and total transformations become common, and a vain phantom of stability is pursued through endless experiments. But, while thus vacillating betwixt conflicting interests, and changing its purpose every hour, the nation imagines itself advancing to some imaginary goal of perfection. Firmly convinced of its own perpetuity, it holds fast to the doctrine which its daily acts disprove, that one of the principal features of a civilization is God-like immutability. And though each day brings forth new discontents and new changes equally futile, the apprehensions of the day are quieted with the expectations of to-morrow.

I have said that the conditions necessary for the development of a civilization are – the aggregation of large masses, and stable institutions resulting from common views and interests. The sociable inclinations of man, and the less noble attributes of his nature, perform the rest. While the former bring him in intimate and varied connections with his fellow-men, the latter give rise to continual contests and emulation. In a large community, a strong fist is no longer sufficient to insure protection and give distinction, and the resources of the mind are applied and developed. Intellect continually seeks and finds new fields for exertion, either in the regions of the abstract, or in the material world. By its productions in either, we recognize an advanced state of society. The most common source of error in judging foreign nations, is that we are apt to look merely at the exterior demonstrations of their civilization, and because, in this respect, their civilization does not resemble ours, we hastily conclude that they are barbarous, or, at least, greatly inferior to us. A conclusion, drawn from such premises, must needs be very superficial, and therefore ought to be received with caution.

I believe myself now prepared to express my idea of a civilization, by defining it as

A state of comparative stability, in which a large collection of individuals strive, by peaceful means, to satisfy their wants, and refine their intelligence and manners.

This definition includes, without exception, all the nations which I have mentioned as being civilized. But, as these nations have few points of resemblance, the question suggests itself: Do not, then, all civilizations tend to the same results? I think not; for, as the nations called to the noble task of accomplishing a civilization, are endowed with the utilitarian and speculative tendencies in various degrees and proportions, their paths must necessarily lie in very divergent directions.

What are the material wants of the Hindoo? Rice and butter for his nourishment, and a piece of cotton cloth for his garment. Nor can this abstemiousness be accounted for by climate, for the native of Thibet, under a much more rigorous sky, displays the same quality. In these peoples, the imaginative faculty greatly predominates, their intellectual efforts are directed to abstractions, and the fruits of their civilization are therefore seldom of a practical or utilitarian character. Magnificent temples are hewn out of mountains of solid rock at an expense of labor and time that terrifies the imagination; gigantic constructions are erected; – all this in honor of the gods, while nothing is done for man's benefit, unless it be tombs. By the side of the miracles wrought by the sculptor's chisel, we admire the finished masterpieces of a literature full of vigor, and as ingenious and subtle in theology and metaphysics, as beautiful in its variety: in speculative efforts, human thought descends without trepidation to immeasurable depths; its lyric poetry challenges the admiration of all mankind.

But if we leave the domain of idealistic reveries, and seek for inventions of practical utility, and for the sciences that are their theoretical basis, we find a deplorable deficiency. From a dazzling height, we suddenly find ourselves descended to a profound and darksome abyss. Useful inventions are scarce, of a petty character, and, being neglected, remain barren of results. While the Chinese observed and invented a great deal, the Hindoos invented but little, and of that little took no care; the Greeks, also, have left us much information, but little worthy of their genius; and the Romans, once arrived at the culminating point of their history, could no longer make any real progress, for the Asiatic admixture in which they were absorbed with surprising rapidity, produced a population incapable of the patient and toilsome investigation of stern realities. Their administrative genius, however, their legislation, and the useful monuments with which they provided the soil of their territories, attest sufficiently the practical character which, at one time, so eminently characterized that people; and prove that if the South of Europe had not been so rapidly submerged with colonists from Asia and the North of Africa, positive science would have been the gainer, and less would have been left to be accomplished by the Germanic races, which afterward gave it a renewed impulse.

The Germanic conquerors of the fifth century were characterized by instincts of a similar kind to those of the Chinese, but of a higher order. While they possessed the utilitarian tendency as strongly, if not stronger, they had, at the same time, a much greater endowment of the speculative. Their disposition presented a happy blending of these two mainsprings of activity. Where-ever the Teutonic blood predominates, the utilitarian tendency, ennobled and refined by the speculative, is unmistakable. In England, North America, and Holland, this tendency governs and preponderates over all the other national instincts. It is so, in a lesser degree, in Belgium, and even in the North of France, where everything susceptible of practical application is understood with marvellous facility. But as we advance further south, this predisposition is less apparent, and, finally, disappears altogether. We cannot attribute this to the action of the sun, for the Piedmontese live in a much warmer climate than the Provençals and the inhabitants of the Languedoc; it is the effect of blood.

The series of speculative races, or those rendered so by admixture, occupies the greater portion of the globe, and this observation is particularly applicable to Europe. With the exception of the Teutonic family, and a portion of the Sclavonic, all other groups of our part of the world are but slightly endowed with the faculty for the useful and practical; or, having already acted their part in the world's history, will not be able to recommence it. All these races, from the Gaul to the Celtiberian, and thence to the variegated compounds of the Italian populations, present a descending scale from a utilitarian point of view. Not that they are devoid of all the aptitudes of that tendency, but they are wanting in some of the most essential.

The union of the Germanic tribes with the races of the ancient world, this engrafting of a vigorous utilitarian principle upon the ideas of that variegated compound, produced our civilization; the richness, diversity, and fecundity of our state of culture is the natural result of that combination of so many different elements, which each contributed their part, and which the practical vigor of our Germanic ancestors, succeeded in blending into a more or less harmonious whole.

Wherever our state of civilization extends, it is characterized by two traits; the first, that the population contains a greater or less admixture of Teutonic blood; the other, that it is Christian. This last feature, however, as I said before, though the most obvious and striking, is by no means essential, because many nations are Christian, and many more may become so, without participating in our civilization. But the first feature is positive, decisive. Wherever the Germanic element has not penetrated, our civilization cannot flourish.¹⁰¹

This leads me to the investigation of a serious and important question: "Can it be asserted that all the European nations are really and thoroughly civilized?" Do the ideas and facts which rise upon the surface of our civilization, strike root in the basis of our social and political structure, and derive their vitality from that source? Are the results of these ideas and facts such as are conformable to the instincts, the tendencies, of the masses? Or, in other words, have the lowest strata of our populations the same direction of thought and action as the highest – that direction which we may call the spirit or genius of our progressive movement?

To arrive at a true and unbiassed solution of this question, let us examine other civilizations, different from ours, and then institute a comparison.

The similarity of views and ideas, the unity of purpose, which characterized the whole body of citizens in the Grecian states, during the brilliant period of their history, has been justly admired. Upon every essential point, the opinions of every individual, though often conflicting, were, nevertheless, derived from the same source, emanated from the same general views and sentiments; individuals might differ in politics, one wishing a more oligarchical, another a more democratic government; or they might differ in religion, one worshipping, by preference, the Eleusinian Ceres, another the Minerva of the Parthenon; or in matters of taste, one might prefer Æschylus to Sophocles, Alceus to Pindar. At the bottom, the disputants all participated in the same views and ideas, ideas which might well be called national. The question was one of degree, not of kind.¹⁰²

Rome, previous to the Punic wars, presented the same spectacle; the civilization of the country was uniform, and embraced all, from the master to the slave.¹⁰³ All might not participate in it to the same extent, but all participated in it and in no other.

But in Rome, after the Punic wars, and in Greece, soon after Pericles, and especially after Philip of Macedon, this character of homogeneity began to disappear. The greater mixture of nations produced a corresponding mixture of civilizations, and the compound thus formed exceeded in variety, elegance, refinement, and learning, the ancient mode of culture. But it had this capital inconvenience, both in Hellas and in Italy, that it belonged exclusively to the higher classes. Its nature, its merits, its tendencies, were ignored by the sub-strata of the population. Let us take the civilization of Rome after the Asiatic wars. It was a grand, magnificent monument of human genius. It had a cosmopolitan character: the rhetoricians of Greece contributed to it the transcendental spirit, the jurists and publicists of Syria and Alexandria gave it a code of atheistic, levelling, and monarchical laws – each part of the empire furnished to the common store some portion of its ideas, its sciences, and its character. But whom did this civilization embrace? The men engaged in the public administration or in great monetary enterprises, the people of wealth and of leisure. It was merely submitted to, not adopted by the masses. The populations of Europe understood nothing of those Asiatic and African contributions to the civilization; the inhabitants of Egypt, Numidia, or Asia, were equally uninterested in what came from Gaul and Spain, countries with which they had nothing in common. But a small minority of the Roman people stood on the pinnacle, and being in possession of the secret, valued it. The rest, those not included in the aristocracy of wealth and position, preserved the civilization peculiar to the land of their birth, or, perhaps, had none at all. Here, then, we have an example of a great and highly perfected civilization, dominating over untold millions, but founding its reign not in their desires or convictions, but in their exhaustion, their weakness, their listlessness.

A very different spectacle is presented in China. The boundless extent of that empire includes, indeed, several races markedly distinct, but I shall speak at present only of the national race, the Chinese proper. One spirit animates the whole of this immense multitude, which is counted by hundreds of millions. Whatever we think of their civilization, whether we admire or censure the principles upon which it is based, the results which it has produced, and the direction which it takes; we cannot deny that it pervades all ranks, that every individual takes in it a definite and intelligent part. And this is not because the country is free, in our sense of the word: there is no democratic principle which secures, by law, to every one the position which his efforts may attain, and thus spurs him on to exertions. No; I discard all Utopian pictures. The peasant and the man of the middle classes, in the Celestial Empire, are no better assured of rising by their own merit only, than they are elsewhere. It is true that, in theory, public honors are solely the reward of merit, and every one is permitted to offer himself as a candidate;¹⁰⁴ but it is well known that, in reality, the families of great functionaries monopolize all lucrative offices, and that the scholastic diplomas often cost more money than efforts of study. But disappointed or hopeless ambition never leads the possessor to imagine a different system; the aim of the reformer is to remedy the abuses of the established organization, not to substitute another. The masses may groan under ills and abuses, but the fault is charged, not to the social and political system, which to them is an object of unqualified admiration, but to the persons to whose care the performance of its duties is committed. The head of the government, or his functionaries, may become unpopular, but the form itself, the government, never. A very remarkable feature of the Chinese is that among them primary instruction is so universal; it reaches classes whom we hardly imagine to have any need of it. The cheapness of books, the immense number and low price of the schools, enable even the poorest to acquire the elements of knowledge, reading and writing.¹⁰⁵ The laws, their spirit and tendency, are well known and understood by all classes, and the government prides itself upon facilitating the study of this useful science.¹⁰⁶ The instinct of the masses is decidedly averse to all political convulsions. Mr. Davis, who was commissioner of H. B. Majesty in China, and who studied its affairs with the assiduity of a man who is interested in understanding them well, says that the character of the people cannot be better expressed than by calling them "a nation of steady conservatives."¹⁰⁷